Chapter
11
The Elimination of Mental Hindrances
The objective of training the mind in Buddhism, at the level of
tranquillity, is to develop Samadhi for the benefits previously mentioned.
Cultivation of Samadhi to reach absorption means to exercise deep concentration
until the mind reaches the state of one-pointedness (ekaggata). Samadhi
developed to the level of deep concentration (Jhana) is called Appana-samadhi.
Cultivation of Samadhi results in discarding the five hindrances
and entering into the sublime meditative states of the Five Jhana-factors as
follows:
1. Applied thinking (Vitakka),
2. Sustained thinking (Vicara),
3. Rapture (Piti),
4. Bliss (Sukha),
5. One-pointedness (Ekaggata).
The five factors of Jhana are hostile to and are opposed to the
five hindrances. They dispel and destroy them. Each one of the five factors of Jhana
can be coupled with each one of the five hindrances as follows:
1. Applied thinking (Vitakka) is the opponent of sloth and
torpor
(Thina-middha);
2. Sustained thinking (Vicara) is the opponent of doubt
(Vicikiccha);
3. Rapture (Piti) is the opponent of ill-will (Vyapada);
4. Bliss (Sukha) is the opponent of restlessness and worry
(Uddhacca-kukkucca);
5. One-pointedness (Ekaggata) is the opponent of sensual
pleasure (Kamachanda).
Characteristics of the Five Factors of Jhana
1. “Vitakka”, which refers to ‘applied thinking’,
does not mean uneasiness or worry. Here, the word means applied thought or thinking about
some object. The characteristic of vitakka is the placing of consciousness (Citta
or mind) on the chosen theme of meditation, such as the breath as the theme of mindfulness
of breathing.
Vitakka is a mental factor that happens in the mind, but will only
happen to some minds. In practicing meditation, if vitakka lifts consciousness to
the meditation theme, the mind will be firmly fixed on the object. But if consciousness is
lifted to attach itself to objects other than the meditation theme, then it will be
impossible for the mind to be in the state of meditation, since vitakka does not
perform its intended function. Or, if consciousness is not placed on any object, then it
will fall into a passive state (bhavanga) in which no mental progress can be made.
So Vitakka is very important for the cultivation of Samadhi
and is a vital factor for attaining Jhana.
2. “Vicara” is ‘sustained thinking’ on the
meditation theme. Like vitakka, vicara is also a mental factor that happens
only to some minds. Its direct function is to take over after vitakka has lifted
consciousness to the meditation theme. At that point, vicara will then be
responsible for taking care of the mind and making sure that it stays in that state of
meditation. If vitakka does not perform its function first, then vicara can
do nothing. Or, if vitakka has successfully lifted consciousness to the meditation
theme but vicara does not perform its duty, then the mind will fall into the
passive state (bhavanga).
Therefore, these two are complementary to each other, with vitakka
lifting consciousness to the state of meditation and vicara maintaining
consciousness at that level. They can be compared with the following similes:
(A) The ringing of a bell. Vitakka is the first moment
of the mind achieving focus on the theme, like the striking of a bell. Vicara is
the subsequent continuance of consciousness on the meditation object, much like the
reverberation of the bell.
(B) The flying of a big bird. Vitakka is like the
flapping of the wings of a big bird, lifting itself up from the ground into the air,
whereas vicara is like the subtle adjustments of the bird’s wings as it soars
through the air, maintaining flight without the violent flapping of its wings.
(C) The flying of a plane. Vitakka is like a plane
taking off from a runway, which requires much fuel and energy. Whereas vicara is
like the flight of the plane high in the sky, which requires less fuel and energy to
sustain flight.
So Vicara is more refined and subtle than Vitakka
since it must nurture the mind and prevent it from falling from the state of meditation.
3. “Piti” is ‘rapture’ or the
feeling of full contentment resulting from the peace of mind achieved in Samadhi.
It occurs to everyone who practices meditation properly. Even at the very beginning of
one’s meditation practice peace of mind is attained and some manifestation of rapture
occurs, for example, feeling as if small ants or insects are creeping over the face or
feeling a lightness in the body, etc. Piti can happen in many forms and it can
manifest itself in different or similar fashions to various meditators. The different
forms of manifestation depend upon each person’s accumulated merit which, of course, is
not equal. There are five different forms of Piti:
A) Minor rapture (Khuddaka-piti)
B) Momentary or instantaneous joy (Khanika-piti)
C) Showering joy or flow of joy (Okkantika-piti)
D) Uplifting joy or transporting rapture (Ubbenga-piti)
E) Suffusing joy or all-pervading rapture (Pharana-piti)
(Numeral Saying, Book of Five, 1/182)
A) Khuddaka-piti—Minor rapture includes symptoms
such as hairs standing on end (sometimes all over the body, sometimes only on the head) or
tears flowing, sometimes in copious amounts. This form of piti occurs often but not
for long durations. Some meditators will experience this form of piti only on rare
occasions, others will experience it regularly, while some will not experience this form
at all.
B) Khanika-piti—Momentary joy. This form of rapture
occurs in a moment, like the flash of a slight shock of electricity, sometimes like the
gentle tickle of small insects crawling over the face, or like cobwebs brushing the face.
Sometimes the body jerks, or the backbone jolts, or the rapid rushing of the blood through
the veins will be felt. This piti is experienced by every meditator, but in
different ways.
C) Okkantika-piti—The showering, or flood of joy.
Being more thrilling than khanika-piti, it is stronger than a slight shock of
electricity. It is more like waves breaking on the seashore. Sometimes it is like sailing
on the ocean, being tossed by the waves, and the body is rocked repeatedly. This kind of piti
may annoy the meditator since it feels like the ground or the building is moving. Many
people believe that the feeling of rapture must be blissful, but this is not true for all
kinds of piti. Only the last form of rapture is obviously blissful.
D) Ubbenga-piti—Uplifting joy or transporting rapture.
This form of rapture makes the mind fluffy; sometimes it causes unintentional acts like
exclamations and sometimes it lifts the body off the floor. This still occurs to
meditators of current times both in Thailand and in other countries. A strong rapture of
this kind is able to lift the body and transport it in the air, like the young daughter of
a noble family in the Sri Lankan village of Vattakama. The story, as
reported in the Path of Purity, is related here for those not familiar with this event.
“The parents of a young girl, before going to the local
monastery in the evening to hear the Doctrine, said to her, “Dear, you are heavily
burdened and it is not a good time for you to be walking; you are not able. Therefore, we
shall hear the Doctrine and make merit to you.” Though she wanted to go, she could not
disregard their wise words, so she remained behind at the house. She stood in the doorway
of the house looking by moonlight at the courtyard of the shrine, which shown against the
sky. She saw the offering of lamps and the four assemblies (Buddhist monks, nuns, laymen,
and laywomen) doing honor to the shrine by carrying garlands of flowers and scented
perfumes as they walked around the shrine.
The sounds of the Brotherhood (monks) chanting were carried to her on
the gentle breezes coming from the shrine. Then she thought, “Blessed indeed must be
those who can get to the monastery and walk in the courtyard, hearing the holy
discourse!” While looking at the shrine, there arose in her the transporting rapture,
rising like a mass of pearls. She soared into the night air and descended into the
courtyard, even before her parents’ arrival. She saluted the shrine and stood listening
to the doctrine.
When her parents arrived and found her there ahead of them they asked,
“Dear daughter, by which path did you come?” She replied, “Honored parents, by the
skies, I did not come by any other path.” In surprise they said, “Dear daughter, by
the sky, it is only for saints purged of cankers and other impurities. How could you have
come?” Thus she explained, “As I stood watching the ceremony from the doorway of our
house, there arose in me a strong rapture while I contemplated on the Buddha. Then I knew
not whether I stood or sat, but I laid hold of a sign and sprang into the sky. In the next
instant, I stood in the courtyard of this holy shrine.
(The Path of Purity, pp.166-167)
This story shows that transporting rapture can make people fly like a
bird. Hence, we sometimes hear that someone who cultivates Samadhi can float in the
air. This is possible because of the power of ubbenga-piti.
E) Pharana-piti—suffusing or all-pervading joy. This
form of piti radiates all over the body. One has ecstatic feelings while
experiencing this kind of rapture. This is truly the rapture in Jhana. However,
some who have yet to reach Jhana may also be able to experience this form of piti.
4. “Sukkha” or ‘bliss’ means being both
physically and mentally blissful. The occurrence of piti results in being
physically blissful (kaya-passaddhi) and mentally blissful (citta-passaddhi).
Generally, piti and sukkha occur together because piti delights in
attaining to the desired object, whereas sukkha (bliss) is the enjoyment of what is
attained. So when there is rapture there is always bliss; however, when bliss arises,
rapture may not necessarily arise.
Rapture is considered an aggregate of mental formations, whereas bliss is
considered an aggregate of feelings. For example, rapture is like the delight enjoyed by a
tired traveler who sees or hears about nearby water sources or shady woods, while bliss is
like the enjoyment of the traveler who has finally arrived at the source of water or shade
and utilized their benefits.
Bliss in Jhana is of a very high extent and is incomparable
to worldly happiness. It is far superior to all forms of worldly happiness. One who
experiences it will be enamored and full of contentment for a long time. This bliss, born
of solitude, even though not yet having attained to Jhana, is a wonderfully
enchanted bliss. This is why meditators love to seek it.
Bliss born of solitude promotes mental health which is not comparable to
happiness arising from eating, having sex, or possessing fame. Happiness arising from
these worldly causes is mixed with suffering, like eating food mixed with poison which is
fatal to the unsuspecting or careless eater. Hence, the wise one aims at finding bliss
born of solitude rather than the lesser bliss of sensual desires. Although bliss born of
solitude is not easy to attain, there are many people who have already experienced it.
One who has attained to Jhana likes to withdraw into it in order to
be bathed in bliss as long as he desires. This is called the game of Jhana which
surpasses every other kind of game ever played by mankind.
5. “Ekaggata” is ‘one-pointedness of the
mind’. Contemplation resulting in deep concentration or absorption is called Jhana
and is Appana-samadhi (established concentration). If during meditation practice
the mind remains distracted by many thoughts and does not become fixed on one meditation
object, then it cannot reach the state of Jhana. Only when the mind is concentrated
on one meditation object, for example, the earth device in earth-kasina or the
breathing in Anapanasati (mindfulness of breathing), and not until the mind
experiences what is called one-pointedness (ekaggata) and is in the state of
absorption, the mind can achieve success in Appana-samadhi.
It is said that before the attainment of ekaggata, the mind will
experience a sudden fall, like going down in an elevator. Then it will reach
one-pointedness. Some aspirants are frightened because they have never experienced such a
feeling before and do not know what will happen next, so the mind draws back and cannot
reach ekaggata. Some even get up from their meditation place for fear of some harm
that may come to them. Hence, it is to be regretted that the mind has lost the opportunity
to reach one-pointedness.
Therefore, for one who experiences this feeling, it is suggested that one
should leave the mind neutral without feeling frightened or overjoyed. One should try to
carefully continue the concentration like one who is carrying a container brimful of water
without spilling even a drop. Then the mind will automatically reach one-pointedness. When
such perfection is attained, the other four factors of Jhana (vitakka, vicara,
piti, and sukkha) will be correspondingly developed.
It is apparent how vital ekaggata is since the purpose of
cultivation of Samadhi is to develop one-pointedness so that the mind will be
brilliant, blissful, powerful, and capable of being fully utilized.
The Five Jhana Factors
Jhana (Absorption) refers to concentration, in this case it
is concentration on the meditation object until the mind reaches the state of
one-pointedness and thus accomplishes Appana-samadhi. There are eight levels of Jhana
ranging from the First Jhana to the Eighth One and they are considered to be the
middle levels of mind development.
* * * * * * * * * * * * * * * * * *
Nana (knowledge) means right and clear comprehension of the
mind that has been developed to the high level of insight meditation. This is in fact true
wisdom. Example are: Pubbe-nivasanussati-nana meaning ‘supernormal knowledge’
which enables one to remember the various happenings of one’s own past lives; Vipassana-nana
meaning ‘knowledge in insight meditation’, and Asavakkhaya-nana meaning the
‘knowledge of the cessation of mental intoxication’, etc. This is the difference
between Jhana (absorption) and nana (knowledge).
* * * * * * * * * * * * * * * * * *
The Rupa-jhana are of four kinds. They are called rupa-jhana
because in developing these jhana, material objects (rupa) are used as the
meditation themes:
1. First Absorption (Pathama-jhana),
2. Second Absorption (Dutiya-jhana),
3. Third Absorption (Tatiya-jhana),
4. Fourth Absorption (Catuttha-jhana).
The First Absorption (Pathama-jhana) has five factors (vitakka,
vicara, piti, sukkha, and ekaggata), which when used properly,
disperse the Five Hindrances.
The Second Absorption (Dutiya-jhana) consists of three factors (piti,
sukkha, and ekaggata), which suppress vitakka and vicara.
The Third Absorption (Tatiya-jhana) has two factors (sukkha
and ekaggata), which eliminate piti.
The Fourth Absorption (Catuttha-jhana), which dispenses with sukkha,
has two factors (ekaggata and upekkha—indifferent feeling).
The foregoing classification is according to the Sutta, but
according to the Abhidhamma (the Higher Doctrine or Buddhist mataphistic),
there are five Jhana factors in the rupa-jhana, as follows:
1. The first Jhana (Pathama-jhana) contains all five Jhana
factors.
2. The second Jhana (Dutiya-jhana) contains all Jhana
factors except vitakka.
3. The third Jhana (Tatiya-jhana) contains piti, sukkha,
and ekaggata while
suppressing vicara.
4. The fourth Jhana (Catuttha-jhana) contains sukkha
and ekaggata and suppresses
piti.
5. The fifth Jhana (Pancama-jhana) contains ekaggata
and upekkha, and
suppresses sukkha.
To pass through each level of Jhana, the meditator must use Vasi
(skillfulness), such as skillfulness to withdraw into and emerge from each of those lofty
conditions. They are:
1. Skillfulness in pondering (Avajjanavasi),
2. Skillfulness in entering (Samapajjanavasi),
3. Skillfulness in holding back (Abhitthanavasi),
4. Skillfulness in exit (Vutthanavasi),
5. Skillfulness in reflection (Paccavekkhanavasi).
Skillfulness in pondering. When one who has attained to the state of Jhana
is capable, at any time, without sluggishness of pondering upon any of the Jhana
factors, then one has succeeded at this Vasi.
Skillfulness in entering. When one who has attained to the state of
Jhana is able to enter into Jhana immediately whenever one pleases, then one
has succeeded at this Vasi.
Skillfulness in holding back. When one who has attained to the
state of Jhana makes a resolution to stay in a specific Jhana as long as he
pleases and does so, then one has succeeded at this Vasi.
Skillfulness in exit. When one who has attained to the state of Jhana
is able to emerge from any Jhana immediately, then he has succeeded at this Vasi.
Skillfulness in reflection. When one who has attained to the state
of Jhana is able to reflect the Jhana without any difficulty, then he has
succeeded at this Vasi.
One who practices meditation until one passes through the four Jhana
respectively, has reached a very high level of mental practice. However, this is still
regarded as achieving to the middle level in Buddhism because there are more stages of Arupa-jhana
and Insight-meditation to be achieved.
The Benefits of the Cultivation of Anapanasati
One who is really devoted will continue to make attempts to practice
mindfulness of breathing (Anapanasati). If one has not yet achieved the final
point, nevertheless, one will be able to experience the five advantages of one’s own
practice as the Buddha said:
“Bhikkhus, this concentration on mindfulness of breathing being
developed and repeated, will yield these five benefits:
1. Being tranquilized (Santo),
2. Being scrupulous and subtle (Panito),
3. Being cool without any sprinkle of water (Asecanako),
4. Abiding in happiness (Sukato viharo),
5. Unwholesomeness and evil deeds that have occurred will be
subdued and will vanish. (Uppannuppanne papake akusale
dhamma thanaso antaradhapeti vupasameti).”
(Number Saying, Book of Five, 19/135/2/407)
Therefore, one who wants a peaceful life should develop one’s mind
by cultivating mindfulness of breathing (anapanasati-samadhi) by applying the methods
described in this chapter. Then, if one does not gain all the benefits mentioned by the
Buddha, at least one will abide in happiness and peace in one’s own life at present.

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